Delta Advisory Group, Inc. (Maitland)

Delta Advisory Group, Inc. is an adviser based in Maitland. It manages $26.76 million of regulatory assets for 376 client accounts. It has been registered with the SEC as an adviser since 2010.

Delta Advisory Group provides financial planning services, portfolio management for individuals and small businesses, and publication of newsletters. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Delta Advisory Group: assets under management

The assets under management (AUM) of Delta Advisory Group, Inc. is $26.76 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -7% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $26.76 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $71.18 thousand each.

Delta Advisory Group has custody of $4.62 million in cash and securities for 33 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in non-exchange traded securities the most. They account for 59% of the total AUM. The second-largest asset type is exchange traded securities, which make up 21% of the firm’s portfolio. Investments in cash and cash equivalents form 20% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Delta Advisory Group, Inc. for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sean Donovan Casterline serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Sean Donovan Casterline is individuals with 189 clients and $17.24 million of assets under management. Among the 2 most similar advisory firms, Delta Advisory Group has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $26.76 million for 195 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Delta Advisory Group doesn't advise any private funds.

Careers at Delta Advisory Group, Inc.

The company employs 7 people that are either part- or full-time employees. 71 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Sean Donovan Casterline has been acting as President since 1 Jan 2002. Megan Rebecca Johnson joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Based in Maitland

The principal office where Delta Advisory Group, Inc. performs its advisory services is located at 696 N Maitland Avenue, Maitland, FL 32751, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 407-331-9213 or by fax 407-331-0307. The normal business hours are 9:00 a.m.-4:30 p.m. on Monday - Friday. You can find more information about the New York firm at deltaadvisory.com.

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