Cambridge Retirement Advisors (Fairfield)

Cambridge Retirement Advisors is a pension cosultant based in Fairfield. It manages $23.19 million of regulatory assets for 147 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 23 other states.

Cambridge Retirement Advisors provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Cambridge Retirement Advisors: assets under management

The assets under management (AUM) of Cambridge Retirement Advisors is $23.19 million. The firm's AUM has gone down by -40% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $18.04 million in discretionary accounts and $5.15 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $158.23 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $156.18 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cambridge Retirement Advisors for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cambridge Retirement Advisors

Eric Schwartz has been acting as President since 1 Mar 2004. James Daniel Sullivan joined the executive team most recently as the Sr. Vice President, Business Development/Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Carol Lynn Fischer	Vice president, office administration/msrbp	1 Mar 2004	Other	2419929
Stephen L Przewlocki	Managing director	1 Mar 2004	25% - 50%	850123
Inc. Cambridge Investment Group	Shareholder/holding company	1 Mar 2004	50% - 75%	39-1897480
James Eugene Guy	Exec vice president/chief marketing officer	1 Mar 2004	Other	868659
Eric Schwartz	President/chief executive officer/chief financial officer/director	1 Mar 2004	Other	1203799
Amy Lynn Webber	Exec vice president/chief operating officer/secretary	1 Mar 2004	Other	1812670
Timothy James Lyle	Senior vice president, compliance/chief compliance officer	1 Mar 2004	Other	1111138
Dawn Michelle Ballard	Vice president, finance & accounting/finop	1 Mar 2004	Other	4307612
Amy Lynn Webber	Exec vice president/chief operating officer/secretary/chief compliance officer	1 Jan 2005	Other	1812670
James Matthew Mills	Assistant vice president, trading & operations/srop/rop	1 Jan 2005	Other	2584216
Marcia Lynn Martin	Senior vice president, compliance/chief compliance officer/director	1 Jan 2005	Other	1290096
Carol Lynn Fischer	Vice president, advisor services/crop	1 Jan 2006	Other	2419929
James Matthew Mills	Assistant vice president, trading & operations/srop/msrbp	1 Jan 2006	Other	2584216
Sharon Louise Hopwood	Msrbp, srop	1 Apr 2006	Other	4116985
Sharon Louise Hopwood	Manager, operations & trading/srop	1 May 2006	Other	4116985
Lorna Ann Hern	Vice president, operations & trading/msrbp	1 May 2006	Other	1887389
Peter Stanley Vonderheide	Supervisor, operations/crop	1 May 2006	Other	870134
James Daniel Sullivan	Sr. vice president, business development/director	1 Jul 2006	Other	700867

Based in Fairfield

The principal office where Cambridge Retirement Advisors performs its advisory services is located at 1776 Pleasant Plain Rd., Fairfield, IA 52556 8757, which is also the mailing address of the firm. An additional office of the firm is in Tempe, AZ. It doesn’t run an office outside of the United States.