Roark Capital Management, LLC is a large advisory firm based in Atlanta. It manages $14.17 billion of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Georgia.
Roark Capital Management provides portfolio management for pooled investment vehicles. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Roark Capital Management, LLC is $14.17 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1114% since the beginning of its operation, and $5.12 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Roark Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Paul David Ginsberg is pooled investment vehicles with 10 clients and $14.17 billion of assets under management. Among the 8 most similar advisory firms, Roark Capital Management has the highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $14.17 billion for 10 clients. 30% of the firm’s clients are foreign persons or businesses.
Roark Capital Management also advises several private funds. Namely, ten private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $5,000,000.
The company employs 64 people that are either part- or full-time employees. 69 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Paul David Ginsberg has been acting as President since 1 Dec 2016. William Gerald Roche joined the executive team most recently as the Chief Compliance Officer.
The principal office where Roark Capital Management, LLC performs its advisory services is located at 1180 Peachtree Street Ne, Atlanta, GA 30309 3521, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 404-591-5200 or by fax 404-591-5201. The normal business hours are 8:30 am - 5:30 pm on Monday - Friday. You can find more information about the New York firm at roarkcapital.com.