Gateway Investment Advisers, LLC is a large advisory firm based in Cincinnati. It manages $11.64 billion of regulatory assets for 38 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Arizona, California, Florida, and 10 other states.
Gateway Investment Advisers provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Gateway Investment Advisers, LLC is $11.64 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 48% since the beginning of its operation, and $16.18 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Gateway Investment Advisers, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to investment companies and high net worth individuals. The largest group of clients of Robert Alan Krantz is investment companies with 6 clients and $9.83 billion of assets under management. Among the 10 most similar advisory firms, Gateway Investment Advisers has the highest percentage of investment companies out of all clients.
The amount of regulatory assets under management is $10.02 billion for 32 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 3% of the firm’s clients are foreign persons or businesses.
Gateway Investment Advisers also advises several private funds.
The company employs 19 people that are either part- or full-time employees. 32 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.
There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Robert Alan Krantz has been acting as President since 1 Feb 2008. Julie Marie Schmuelling joined the executive team most recently as the Vice President And Chief Financial Officer.
The principal office where Gateway Investment Advisers, LLC performs its advisory services is located at 312 Walnut Street, Cincinnati, OH 45202 9834, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 513-719-1100 or by fax 513-719-1199. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at gia.com.