Capes Capital Management, Inc. (Norfolk)


Capes Capital Management, Inc. is an adviser based in Norfolk. It manages $65.82 million of regulatory assets for 119 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of Virginia.

Capes Capital Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Capes Capital Management: assets under management

The assets under management (AUM) of Capes Capital Management, Inc. is $65.82 million. The firm's AUM has grown by 70% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $63.94 million in discretionary accounts and $1.88 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $565.88 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $312.66 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Capes Capital Management, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Capes Capital Management, Inc.

Barry Bruce Anthony has been acting as President since 1 Jan 1992. Roy Butler Martin joined the executive team most recently as the Vice President Financial Planning.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Barry Bruce Anthony President 1 Jan 1992 50% - 75% 1931017
Scott Conrad Davidson Vice president 1 Jan 1992 Other 1930996
Tyler Sutton Anthony Vice president/corp. sectry. 1 Feb 1998 Other 2704911
Page Gravely Lea Vice president 1 Mar 2000 Other 4517851
Robert Lewis Goode Vice president 1 Apr 2000 Other 4472399
Page Gravely Lea Vice president 1 Nov 2001 Other 4517851
Robert Lewis Goode Marketing officer 1 Mar 2003 Other 4472399
David Eugene Thiel Vice president 1 Mar 2003 Other 4642365
David Ryder Kenerson Director 1 Feb 2005 Other 2843405
Roy Butler Martin Vice president financial planning 1 Aug 2007 Other 4686444

Based in Norfolk

The principal office where Capes Capital Management, Inc. performs its advisory services is located at 300 W. Freemason Street, Norfolk, VA 23510, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 757-622-8514 or by fax 757-622-8441. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday.