Active Weighting Advisors LLC (Newport Beach)


Active Weighting Advisors LLC is an investment adviser to an investment company based in Newport Beach. It manages $17.78 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of California.

Active Weighting Advisors provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Active Weighting Advisors: assets under management

The assets under management (AUM) of Active Weighting Advisors LLC is $17.78 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 196% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $17.78 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $17.78 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Active Weighting Advisors LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Active Weighting Advisors serves?

The only and largest group of clients of Active Weighting Advisors is investment companies with 1 clients and $17.78 million of assets under management. Among the 1 most similar advisory firms, Active Weighting Advisors has the 0th lowest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $17.78 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Active Weighting Advisors doesn't advise any private funds.

Careers at Active Weighting Advisors LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Benjamin John Phillips has served as the Chief Investment Officer since 1 Aug 2017 and Jonathon Scott Clements is the Chief Executive Officer of Active Weighting Advisors LLC family office. Es Holdings Llc joined the executive team most recently as the Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Blackpebble Llc Managing member 1 Sep 2016 75% - 100% 81-3782693
Jonathon Scott Clements Chief executive officer 1 Jan 2017 Other 6442157
Matthew Joseph Clements Chief compliance officer / chief financial officer 1 Jan 2017 Other 6780081
Es Holdings Llc Member 1 Jul 2017 Other 82-1758490
Benjamin John Phillips Chief investment officer 1 Aug 2017 Other 6358586

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Matthew Joseph Clements Managing member 1 Sep 2016 25% - 50% 6780081
Jonathon Scott Clements Member 1 Sep 2016 25% - 50% 6442157
Ben Phillips Member 1 Sep 2016 25% - 50% 6780706
Benjamin John Phillips Member 1 Sep 2017 25% - 50% 6358586

Based in Newport Beach

The principal office where Active Weighting Advisors LLC performs its advisory services is located at 260 Newport Center Drive, Newport Beach, CA 92660, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-999-3338. The normal business hours are 9 am - 5 pm on Monday - Friday. You can find more information about the New York firm at eventshares.com and its LinkedIn profile.