S4 Capital, LLC is a large advisory firm based in Chicago. It manages $415.34 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Illinois.
S4 Capital provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of S4 Capital, LLC is $415.34 million. The firm's AUM has gone down by -77% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay S4 Capital, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Jason Nathaniel Shih has been acting as President since 1 Jan 2004. Manda Butchi Sury joined the executive team most recently as the Chief Compliance Officer.
The principal office where S4 Capital, LLC performs its advisory services is located at One South Dearborn, Chicago, IL 60603 2302, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 312-334-1500 or by fax 312-334-1501. The normal business hours are 8:00am to 5:30pm on Monday - Friday. You can find more information about the New York firm at s4capital.com.