Feg Investment Services, LLC is a large advisory firm based in Cincinnati. It manages $1.24 billion of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Kentucky and Ohio.
Feg Investment Services provides portfolio management for pooled investment vehicles and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Feg Investment Services, LLC is $1.24 billion. The firm's AUM has grown by 217% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Feg Investment Services, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Robert Daniel Jennings is pooled investment vehicles with 2 clients and $1.24 billion of assets under management. Among the 9 most similar advisory firms, Feg Investment Services has the 4th highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $1.24 billion for 2 clients. None of the firm’s clients are foreign persons or businesses.
Feg Investment Services also advises several private funds. Namely, three hedge funds, seven other private funds, and one private equity fund. The minimum investment commitment required of non-related persons ranges from $0 to $1,000,000.
The company employs 15 people that are either part- or full-time employees. 53 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Robert Daniel Jennings has been acting as President since 1 Oct 2016. Paul Scott Keating joined the executive team most recently as the Chief Operating Officer.
The principal office where Feg Investment Services, LLC performs its advisory services is located at 201 E. Fifth St. Suite 1600, Cincinnati, OH 45202, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (513) 977-4400 or by fax (513) 977-4430. The normal business hours are 8 am - 5 pm on Monday - Friday. You can find more information about the New York firm at feg.com.