Mine & Arao Wealth Creation And Management, LLC (Campbell)


Mine & Arao Wealth Creation And Management, LLC is a large advisory firm based in Campbell. It manages $113.92 million of regulatory assets for 332 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of California.

Mine & Arao Wealth Creation And Management provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Mine & Arao Wealth Creation And Management: assets under management

The assets under management (AUM) of Mine & Arao Wealth Creation And Management, LLC is $113.92 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $113.92 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $343.13 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 55% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 23% of the firm’s portfolio. Investments in exchange traded securities form 21% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mine & Arao Wealth Creation And Management, LLC for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Mine & Arao Wealth Creation And Management serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Mine & Arao Wealth Creation And Management is high net worth individuals with 172 clients and $102.85 million of assets under management. Among the 9 most similar advisory firms, Mine & Arao Wealth Creation And Management has the 5th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $113.92 million for 256 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Mine & Arao Wealth Creation And Management doesn't advise any private funds.

Careers at Mine & Arao Wealth Creation And Management, LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Takeo Arao Managing member 1 Jan 1999 50% - 75% 4485330
Bud Thomas Mine Managing member/ chief compliance officer 1 Jan 1999 50% - 75% 4485331

Based in Campbell

The principal office where Mine & Arao Wealth Creation And Management, LLC performs its advisory services is located at 901 Campisi Way, Campbell, CA 95008, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 408-377-7414 or by fax 408-377-7459. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at minearao.com.