Raymond James (Usa) Ltd is a large advisory firm based in Vancouver. It manages $289 million of regulatory assets for 954 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Arizona, California, Colorado, and 10 other states.
Raymond James (Usa) provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and publication of newsletters. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Raymond James (Usa) Ltd is $289 million. The firm's AUM has grown by 1130% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Raymond James (Usa) Ltd for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of James Robert Coulter is individuals with 909 clients and $176.4 million of assets under management. Among the 8 most similar advisory firms, Raymond James (Usa) has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $289 million for 954 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 3% of the firm’s clients are foreign persons or businesses.
Raymond James (Usa) doesn't advise any private funds.
The company employs 91 people that are either part- or full-time employees. 79 percent of the employees work as investment advisers or researchers. 35 employees are registered as investment adviser representatives with the state securities authorities.
There are 6 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
James Robert Coulter has been acting as President since 1 Oct 2014. Kong Yu Siau joined the executive team most recently as the Chief Compliance Officer And Chief Anti Money Laundering Officer.
The principal office where Raymond James (Usa) Ltd performs its advisory services is located at 2100 925 West Georgia Street, Vancouver, V6 C3 L2, which is also the mailing address of the firm. The firm also has an office outside of the United States.
You can reach the main office by calling the phone number 877-570-7558 or by fax 866-567-0514. The normal business hours are 6:00am-4:00pm on Monday - Friday. You can find more information about the New York firm at rjlu.com.