Ospraie Management, LLC (New York)


Ospraie Management, LLC is a large advisory firm based in New York. It manages $109.68 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of New York.

Ospraie Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ospraie Management: assets under management

The assets under management (AUM) of Ospraie Management, LLC is $109.68 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -97% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $109.68 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $36.56 million each.
Ospraie Management has custody of $109.68 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ospraie Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ospraie Management, LLC

Eric Nelson Vincent has been acting as President since 1 Jan 2007. Jason Alexander Mraz joined the executive team most recently as the Chief Compliance Officer & President (Ospraie Management, Llc).

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
L.P. Ospraie Holding I Managing member (ospraie management, llc) 1 Apr 2005 75% - 100% 11-3705213
Dwight Walter Anderson Portfolio manager (ospraie management, llc) 1 Apr 2005 Other 5008535
Ars Holdings I Llc Member 1 Apr 2005 Other 20-2673084
Jason Gerald Capello Director of equity research 1 Apr 2005 Other 2784286
Jason Alexander Mraz Head trader 1 Apr 2005 Other 2565166
Eric Nelson Vincent Chief operating officer & general counsel 1 Apr 2005 Other 3192879
Richard Scott Puma Chief financial officer 1 Apr 2005 Other 5008616
Kirk David Rule Chief compliance officer 1 May 2005 Other 2895150
Llc Ospraie Advisors General partner (ospraie advisors, l.p.) 1 Nov 2005 Other 20-3530862
Dwight Walter Anderson Co-portfolio manager (ospraie advisors, l.p.) 1 Nov 2005 Other 5008535
Llc Ospraie Advisors Holdings Limited partner (ospraie advisors, l.p.) 1 Nov 2005 75% - 100% 20-5747811
John Mccollom Duryea Co-portfolio manager (ospraie advisors, l.p.) 1 Sep 2006 Other 2088432
Eric Nelson Vincent President 1 Jan 2007 Other 3192879
Inc. Credit Suisse Private Equity Member (ospraie management, llc) 1 Oct 2007 Other 13-3805378
Credit Suisse Securities (Usa) Llc Limited partner (ospraie advisors, l.p.) 1 Oct 2007 Other 13-1898818
Michael David Wasserman Chief compliance officer & general counsel 1 Jun 2008 Other 5107213
Nathan John Ebeling Head trader (ospraie management, llc) 1 Jun 2009 Other 2505130
Richard Scott Puma Chief operating officer 1 Jan 2010 Other 5008616
Michael Anthony Coppola Chief financial officer 1 Jan 2010 Other 5747292
Jason Alexander Mraz President (ospraie advisors, l.p.) 1 Oct 2011 Other 2565166
Richard Scott Puma Chief compliance officer & chief operating officer & chief financial officer (ospraie management, llc) 1 Jan 2012 Other 5008616
Jason Alexander Mraz Chief compliance officer & president (ospraie management, llc) 1 Mar 2013 Other 2565166

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Ospraie Management General partner 1 Apr 2005 Other 11-3705209
Lehman Brothers Holdings Inc. Sole member 1 Apr 2005 75% - 100% 13-3216325
Llc Ospraie Management Managing member 1 Nov 2005 75% - 100% 135782
Inc. Credit Suisse (Usa) Sole shareholder 1 Oct 2007 75% - 100% 13-1898818
Inc. Credit Suisse Holdings (Usa) Sole shareholder 1 Oct 2007 75% - 100% 13-2853402
Credit Suisse Ag Sole shareholder 1 Oct 2007 75% - 100% 98-0235068
Credit Suisse Group Ag Sole shareholder 1 Oct 2007 75% - 100% 98-0215385

Based in New York

The principal office where Ospraie Management, LLC performs its advisory services is located at 437 Madison Avenue, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Rye, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-602-5000 or by fax 212-980-3796. The normal business hours are 9:00 to 5:00 on Monday - Friday. You can find more information about the New York firm at ospraie.com.