Lakeshore Capital, LLC (Birmingham)

Name: Lakeshore Capital, LLC
Address: 1950 Stonegate Drive, Birmingham, AL, 35242
Telephone: 205-313-9000

Lakeshore Capital, LLC is an adviser based in Birmingham. It manages $37.72 million of regulatory assets for 111 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Alabama, Florida, and Georgia.

Lakeshore Capital provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lakeshore Capital: assets under management

The assets under management (AUM) of Lakeshore Capital, LLC is $37.72 million. The firm's AUM has gone down by -8% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $35.74 million in discretionary accounts and $1.99 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $357.38 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $180.64 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Lakeshore Capital, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Lakeshore Capital, LLC

Lakeshore Capital, LLC is owned by James Bailey Knight. Family Trust Under Audrey Mary Brock Management Trust Dtd May 9 1987 joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Joel Franklin Conn	President / chief compliance officer	1 Jul 2004	75% - 100%	2353159
Llc Silverback Partners	Member	1 Jul 2004	50% - 75%	20-1238219
Family Trust Under Audrey Mary Brock Management Trust Dtd May 9 1987	Owner	1 Jan 2007	Other	63-6212395
Llc Haphazzard Enterprises	Owner	1 Jan 2007	Other	20-5998569
James Bailey Knight	Owner	1 Jan 2007	Other	2787109

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Stratton Howle Brock	Managing member / member	1 Jul 2004	25% - 50%	3132197
Hilty Ryne Hazzard	Member	1 Jul 2004	25% - 50%	2781230
William Gurney Brock	Member	1 Jul 2004	25% - 50%	4811317
Meredyth Ryne Hazzard	Member	1 Jul 2004	25% - 50%	4811322

Based in Birmingham

The principal office where Lakeshore Capital, LLC performs its advisory services is located at 1950 Stonegate Drive, Birmingham, AL 35242, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 205-313-9000 or by fax 205-313-1221. The normal business hours are 9:00 - 5:00 on Monday - Friday. You can find more information about the New York firm at lakeshorecapitalllc.com.