Credit Suisse Asset Management (Australia) Limited (Sydney)


Credit Suisse Asset Management (Australia) Limited is a large advisory firm based in Sydney. It manages $11.2 billion of regulatory assets for 90 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Credit Suisse Asset Management (Australia) Limited provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Credit Suisse Asset Management (Australia) Limited: assets under management

The assets under management (AUM) of Credit Suisse Asset Management (Australia) Limited is $11.2 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $11.2 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $124.42 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Credit Suisse Asset Management (Australia) Limited for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Credit Suisse Asset Management (Australia) Limited

Peter D Sartori has been acting as President since 1 Jan 2002. Terrence D Mckinn joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Dominic William Fallins Managing director 1 Oct 1990 Other 4507366
Bronwyn Ann Matheson Cfo & director 1 Jul 1992 Other 4507340
Lindsay Norman Gibson Managing director 1 Jul 1992 Other 4507358
John Russell Bye Managing director 1 Jul 1992 Other 4507362
Andrew Duncan Mckinnon Ceo & managing director 1 Feb 1995 Other 4506631
Robert David Mann Cio & managing director 1 Apr 1995 Other 4507342
Credit Suisse First Boston Corporation Sole shareholder 1 Jun 1995 75% - 100% 816
Zurich Credit Suisse First Boston Sole shareholder 1 Jun 1995 75% - 100% foreign
Credit Suisse Sole shareholder 1 Jun 1995 75% - 100% foreign
Brian William Thomas Managing director 1 May 1998 Other 4507365
William Russell Gates Board member 1 Jul 1998 Other 4507341
Joseph D Gallagher Board member 1 Nov 1999 Other 2032999
Peter D Sartori Director 1 Jan 2002 Other 4783476
Annette Katherine Golden Director and head of legal & compliance 1 Jan 2003 Other 4782695
Lindsay Norman Gibson Board member 1 Jul 2003 Other 4507358
Lawrence D. Haber Director 1 Aug 2004 Other 4347806
Peter Hocking Chief compliance officer & vice president 1 Oct 2004 Other 4872233
Raymond John Kellerman Chairman and non-executive director 1 Apr 2005 Other 5001179
Fernando A Esteban Non-executive director 1 Jul 2005 Other 5003728
Anne B Gardiner Company secretary, director, head of compliance and chief compliance officer 1 Jul 2005 Other 5059247
Gailie Oliver Chief operating officer, executive director and managing director 1 Feb 2006 Other 5120246
Gailie Mcintyre Chief operating officer, executive director and managing director 1 Feb 2006 Other 5120246
Keith Stuart Ince Chief executive officer, executive director, managing director 1 Jul 2006 Other 5241953
David Dundas Trude Non-executive director 1 Sep 2006 Other 1920404
Peter Hocking Vice president & chief compliance officer 1 Dec 2006 Other 4872233
Robert David Mann Chief investment officer - asia pacific 1 Jan 2007 Other 4507342
Anthony N Iliya Non executive director, regional head of asset management asia pacific 1 Feb 2007 Other 5312699
Sarah P Culham Company secretary 1 Feb 2007 Other 5312702
Jillian E Hurdwell Chief compliance officer 1 Mar 2007 Other 5316856
Terrence D Mckinn Chief compliance officer 1 Jul 2007 Other 4355022
Stephen Giubin Chief executive officer 1 Jul 2008 Other 5649054

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Credit Suisse Group Sole shareholder 1 Jan 1983 75% - 100% foreign

Based in Sydney

The principal office where Credit Suisse Asset Management (Australia) Limited performs its advisory services is located at Level 31 Gateway Building, Sydney, 2000, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 612-8205-4300 or by fax 612-8205-4368. The normal business hours are 8.00am to 6.00pm on Monday - Friday. You can find more information about the New York firm at www.csam.com.au.

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