Procyon Private Wealth Partners, LLC (Shelton)


Procyon Private Wealth Partners, LLC is a large advisory firm based in Shelton. It manages $390 million of regulatory assets for 874 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of California, Connecticut, Florida, and 5 other states.

Procyon Private Wealth Partners provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Procyon Private Wealth Partners: assets under management

The assets under management (AUM) of Procyon Private Wealth Partners, LLC is $390 million. The firm's AUM has grown by 86% since the beginning of its operation, and $2.6 million of the total AUM is attributable to clients outside of the United States.

The firm manages $280 million in discretionary accounts and $110 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $321.1 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $55 million.
Procyon Private Wealth Partners has custody of $2 million in cash and securities for 11 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 47% of the total AUM. The second-largest asset type is exchange traded securities, which make up 33% of the firm’s portfolio. Investments in cash and cash equivalents form 8% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Procyon Private Wealth Partners, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Procyon Private Wealth Partners serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Procyon Private Wealth Partners is high net worth individuals with 70 clients and $211 million of assets under management. Among the 8 most similar advisory firms, Procyon Private Wealth Partners has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $267 million for 224 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Procyon Private Wealth Partners doesn't advise any private funds.

Careers at Procyon Private Wealth Partners, LLC

The company employs 14 people that are either part- or full-time employees. 71 percent of the employees work as investment advisers or researchers. 10 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Phil Giuseppe Fiore Executive managing director and chief executive officer 1 May 2017 Other 2547584
Llc Procyon Partners Managing member (holding company) 1 May 2017 75% - 100% 82-1597862
Christopher E. Foster Managing director and chief compliance officer 1 Jun 2017 Other 5574029
Louis Gloria Managing director 1 Jun 2017 Other 4414579
Jeffrey Hopkins Farrar Executive managing director and chief operating officer 1 Jun 2017 Other 3062322
Thomas Michael Gahan Managing director 1 Jun 2017 Other 1842818
Christopher Edwin Foster Managing member and chief compliance officer 1 Jun 2017 Other 5574029

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Phil Giuseppe Fiore Managing member 1 Mar 2017 75% - 100% 2547584

Based in Shelton

The principal office where Procyon Private Wealth Partners, LLC performs its advisory services is located at 1 Corporate Drive, Shelton, CT 06484, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (203) 920-4080. The normal business hours are by appointment on Monday - Friday. You can find more information about the New York firm at procyonpartners.net.