Sutter Capital Management, LLC is a related adviser based in Orinda. It manages $13.78 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2005.
Sutter Capital Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Sutter Capital Management, LLC is $13.78 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 15% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Sutter Capital Management, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Robert Eric Dixon is pooled investment vehicles with 2 clients and $13.78 million of assets under management. Among the 2 most similar advisory firms, Sutter Capital Management has the highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $13.78 million for 2 clients. None of the firm’s clients are foreign persons or businesses.
Sutter Capital Management also advises several private funds. Namely, two real estate funds. The minimum investment commitment required of non-related persons is $10,000 for each fund.
The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Robert Eric Dixon has been acting as President since 1 May 2005. Christine Simpson has served as the Chief Investment Officer since 1 May 2005. Jeri Bluth joined the executive team most recently as the Chief Compliance Officer.
The principal office where Sutter Capital Management, LLC performs its advisory services is located at 89 Davis Road, Orinda, CA 94563, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 925-631-9100 or by fax 925-631-9119. The normal business hours are 7:30am -4:30pm on Monday - Friday.