Pacific Assets Management LLC (San Francisco)


Pacific Assets Management LLC is a large advisory firm based in San Francisco. It manages $978.44 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001.

Pacific Assets Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pacific Assets Management: assets under management

The assets under management (AUM) of Pacific Assets Management LLC is $978.44 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 100% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $978.44 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $978.44 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pacific Assets Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 8 indirect owners.

Name Entity Date acquired Ownership Employer ID
Roger Richter Beneficial owner of pcm, inc. 1 Jun 1996 25% - 50% 3221637
Daniel Albert David Beneficial owner of pcm, inc. and the daniel davidson and shannon brown revocable family trust 1 Jun 1996 25% - 50% 1928474
The Daniel Davidson And Shannon Brown Revocable Family Trust Beneficial owner of pcm, inc. 1 Jun 1996 25% - 50% 17-5445501
Asset Alliance Corporation Beneficial owner of aahc (100%) 1 Mar 1997 75% - 100% 51-0375705
Inc. Ajg Financial Services N/a 1 Apr 1998 25% - 50% 36-4092112
Aj Gallagher & Co. N/a 1 Apr 1998 75% - 100% 36-0215163
Jonathan M Glaser Beneficial owner of pcm, inc. and the jonathan and nancy glaser family trust 1 Sep 1998 50% - 75% 2566332
The Jonathan And Nancy Glaser Family Trust Beneficial owner of pcm, inc. 1 Sep 1998 50% - 75% 55-7740681

Based in San Francisco

The principal office where Pacific Assets Management LLC performs its advisory services is located at One Sansome Street, San Francisco, CA 94104 The mailing address of the firm is 1999 Avenue Of The Stars, Los Angeles, CA 90067. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-461-9192 or by fax 415-461-9195. The normal business hours are 6:00 am - 3:00 pm on Monday - Friday.