Dlk Investment Management, LLC is a large advisory firm based in Solana Beach. It manages $137.12 million of regulatory assets for 267 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Arizona, California, Louisiana, Texas, and Washington.
Dlk Investment Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and educational seminars and workshops. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Dlk Investment Management, LLC is $137.12 million. The firm's AUM has grown by 9694% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Dlk Investment Management, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Dlk Investment Management is high net worth individuals with 26 clients and $75.89 million of assets under management. Among the 6 most similar advisory firms, Dlk Investment Management has the 3rd lowest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $137.12 million for 117 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Dlk Investment Management doesn't advise any private funds.
The company employs 6 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Dlk Investment Management, LLC performs its advisory services is located at Suite 200, Solana Beach, CA 92075, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 858.433.3200 or by fax 858.433.3201. The normal business hours are by appointment on Monday - Friday. You can find more information about the New York firm at dlkinvest.com and its LinkedIn profile.