Dal Investment Co LLC (San Francisco)

Name: Dal Investment Co LLC
Address: 235 Montgomery Street, Ste 1049, San Francisco, CA, 94104
Telephone: 415-986-7979

Dal Investment Co LLC is a large advisory firm based in San Francisco. It manages $927.5 million of regulatory assets for 691 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Florida, Georgia, and 9 other states.

Dal Investment provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for businesses and institutional clients, publication of newsletters, and sub-advisor to other rias. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dal Investment: assets under management

The assets under management (AUM) of Dal Investment Co LLC is $927.5 million. The firm's AUM has grown by 111% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $914.5 million in discretionary accounts and $13 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.55 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $130 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dal Investment Co LLC for their services and products based on a percentage of assets under management and subscription fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Dal Investment Co LLC

Janet Marie Brown has been acting as President since 1 Jul 1997. Bernard Walter Burke joined the executive team most recently as the Principal.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Sean Mckeon	Portfolio manager	1 Aug 1990	Other	1675461
John Mckeon	Principal	1 Jul 1997	Other	1675461
Janet M. Brown	President	1 Jul 1997	25% - 50%	94-3271777
Janet Marie Brown	President	1 Jul 1997	25% - 50%	838427
Christopher T Bayley	Shareholder	1 Jul 1997	Other	2473436
Bernard Walter Burke	Compliance officer	1 Jul 1997	Other	35685
Thomas Coyne	Shareholder	1 Jul 1997	Other	4375877
Kevin Coyne	Shareholder	1 Jul 1997	Other	4375880
Robert Haven Enslow	Portfolio manager	1 Jul 1997	25% - 50%	1620169
Martin Richard Devault	Portfolio manager	1 Jul 1997	Other	2149714
Sean James Mckeon	Portfolio manager	1 Jul 1997	Other	2162994
Sean Mckeon	Portfolio manager	1 Jul 1997	Other	1675461
Christopher Tappen Bayley	Shareholder	1 Jul 1997	Other	2473436
Thomas Francis Coyne	Shareholder	1 Jul 1997	Other	4375877
Kevin Kiernan Coyne	Shareholder	1 Jul 1997	Other	4375880
Jason William Browne	Portfolio manager	1 Jun 2000	Other	2624951
Jeff Smith	Publications director	1 Jan 2004	Other	4931796
Jeffrey Charles Smith	Publications director	1 Jan 2004	Other	4931796
Bernardo B Kuan	Chief compliance officer	1 Jan 2011	Other	5901972
Bernard Walter Burke	Principal	1 Feb 2011	Other	35685

Based in San Francisco

The principal office where Dal Investment Co LLC performs its advisory services is located at 235 Montgomery Street, Ste 1049, San Francisco, CA 94104, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-986-7979 or by fax 415-986-1595. The normal business hours are 8:30 to 5:00 on Monday - Friday. You can find more information about the New York firm at www.dal-investment.com.