Durante & Waters, LLC (Brewster)


Durante & Waters, LLC is a mid-sized advisory firm based in Brewster. It manages $92.49 million of regulatory assets for 474 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Connecticut, Florida, New Hampshire, New York, and Texas.

Durante & Waters provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Durante & Waters: assets under management

The assets under management (AUM) of Durante & Waters, LLC is $92.49 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 193% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $92.49 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $195.13 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 78% of the total AUM. The second-largest asset type is exchange traded securities, which make up 13% of the firm’s portfolio. Investments in cash and cash equivalents form 9% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Durante & Waters, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Durante & Waters serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Durante & Waters is high net worth individuals with 18 clients and $47.67 million of assets under management. Among the 9 most similar advisory firms, Durante & Waters has the 3rd lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $92.49 million for 177 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Durante & Waters doesn't advise any private funds.

Careers at Durante & Waters, LLC

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
George James Waters Managing member/chief compliance officer 1 May 2003 50% - 75% 1344273
Michael Anthony Durante Managing member 1 Sep 2003 50% - 75% 1751450

Based in Brewster

The principal office where Durante & Waters, LLC performs its advisory services is located at 3 Starr Ridge Road, Brewster, NY 10509, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (845) 278-8638 or by fax (845) 278-8640. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at infinitiwealthmanagement.com.