Smith, Collins & Associates, Inc. (Englewood)


Smith, Collins & Associates, Inc. is a large advisory firm based in Englewood. It manages $338 million of regulatory assets for 1,995 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Colorado and Washington.

Smith, Collins & Associates provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Smith, Collins & Associates: assets under management

The assets under management (AUM) of Smith, Collins & Associates, Inc. is $338 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $55 million in discretionary accounts and $283 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $261.9 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $158.54 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Smith, Collins & Associates, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Englewood

The principal office where Smith, Collins & Associates, Inc. performs its advisory services is located at 9635 Maroon Circle, Englewood, CO 80112, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-768-0007 or by fax 303-768-0008. The normal business hours are 8 a.m. to 5 p.m. on Monday - Friday. You can find more information about the New York firm at smithcollins.com.