Swbc Investment Advisory Services LLC is a pension cosultant based in Austin. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of Texas.
Swbc Investment Advisory Services provides pension consulting services and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The advisory firm has several streams of revenue. Clients pay Swbc Investment Advisory Services LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Swbc Investment Advisory Services is pension and profit sharing plans with 2,172 clients and $0 of assets under management. Among the 3 most similar advisory firms, Swbc Investment Advisory Services has the highest percentage of pension and profit sharing plans out of all clients.
None of the firm’s clients are foreign persons or businesses.
Swbc Investment Advisory Services doesn't advise any private funds.
The company employs 9 people that are either part- or full-time employees. 78 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Ann Marie Swanson joined the executive team most recently as the Chief Compliance Officer.
The principal office where Swbc Investment Advisory Services LLC performs its advisory services is located at 900 South Capital Of Texas, Austin, TX 78746, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 512-807-2606 or by fax 210-635-1201. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday.