Breakaway Capital Management Holdings, LLC (Los Angeles)


Breakaway Capital Management Holdings, LLC is a large advisory firm based in Los Angeles. It manages $339.3 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of California.

Breakaway Capital Management Holdings provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Breakaway Capital Management Holdings: assets under management

The assets under management (AUM) of Breakaway Capital Management Holdings, LLC is $339.3 million. The firm's AUM has grown by 617% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $104.3 million in discretionary accounts and $235 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $52.15 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $235 million.
Breakaway Capital Management Holdings has custody of $104.3 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Breakaway Capital Management Holdings, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Breakaway Capital Management Holdings serves?

The only and largest group of clients of Breakaway Capital Management Holdings is pooled investment vehicles with 2 clients and $104.3 million of assets under management. Among the 11 most similar advisory firms, Breakaway Capital Management Holdings has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $104.3 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Breakaway Capital Management Holdings also advises several private funds. Namely, two other private funds. The minimum investment commitment required of non-related persons ranges from $250,000 to $500,000.

Careers at Breakaway Capital Management Holdings, LLC

The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Warren Christopher Woo Founding partner/chief compliance officer/managing member 1 Dec 2015 75% - 100% 1389326

Based in Los Angeles

The principal office where Breakaway Capital Management Holdings, LLC performs its advisory services is located at 1901 Avenue Of The Stars, Los Angeles, CA 90067, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-437-7711 or by fax 310-437-7737. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at breakawaycap.com.