Scudder Kemper Investments, Inc. (New York)

Scudder Kemper Investments, Inc. is a large advisory firm based in New York. It manages $296.78 billion of regulatory assets for 6,164 client accounts. It has been registered with the SEC as an adviser since 2000 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 47 other states.

Scudder Kemper Investments provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Scudder Kemper Investments: assets under management

The assets under management (AUM) of Scudder Kemper Investments, Inc. is $296.78 billion. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $290.21 billion in discretionary accounts and $6.58 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $55.63 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $6.94 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Scudder Kemper Investments, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Scudder Kemper Investments, Inc.

Rudolf Franz Huppi has been acting as President since 1 Dec 1997. Farhan Sharaff has served as the Chief Investment Officer since 1 Feb 2000. Steven Mark Gluckstern joined the executive team most recently as the Chairman.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Edmond Dennis Villani	President, ceo & director	1 Dec 1997	Other	715215
Rudolf Franz Huppi	Chairman	1 Dec 1997	Other	4300032
Lynn Sumner Birdsong	Vice president & director	1 Dec 1997	Other	870731
Laurence Wingyiu Cheng	Director	1 Dec 1997	Other	2711491
Kathryn Loretta Quirk	Secretary, clo, cco	1 Dec 1997	Other	2094907
Zurich Holding Company Of America	Direct owner	1 Dec 1997	25% - 50%	36-3096373
Zki Holding Corporation	Direct owner	1 Dec 1997	25% - 50%	36-4058870
Inc. Executive Defined Contribution Plan Trust Edmond Villani Trustee The Scudder Kemper Investments	Direct owner	1 Dec 1997	Other	13-3976914
Inc. Held In Beneficial Ownership By The Management Holder Representatives Shareholders Of Scudder Kemper Investments	Direct owner	1 Dec 1997	Other	13-3241232
Inc. Held In Beneficial Ownership By The Management Holder Representatives Shareholders Of Zurich Scudder Investments	Direct owner	1 Dec 1997	Other	13-3241232
Zurich Insurance Company	Direct owner	1 Oct 1998	Other	36-1999760
William Howard Bolinder	Director	1 Nov 1998	Other	2982760
Gunther Gose	Director	1 Nov 1998	Other	4300066
Robert Allan Rudell	Chief operating officer	1 Feb 1999	Other	1851723
Nicholas Bratt	Director	1 Jan 2000	Other	718127
Farhan Sharaff	Chief investment officer	1 Feb 2000	Other	3157209
Harold David Kahn	Cfo & treasurer	1 Feb 2000	Other	4146043
Steven Mark Gluckstern	Chairman	1 Jan 2001	Other	4328062
Martin Feinstein	Director	1 Jan 2001	Other	4330623

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Zurich Insurance Company	Indirect owner	1 Dec 1997	75% - 100%	36-1999760
Allied Zurich Plc	Indirect owner	1 Sep 1998	25% - 50%	foreign
Zurich Group Holding	Indirect owner	1 Sep 1998	75% - 100%	foreign
Zurich Financial Services	Indirect owner	1 Oct 2000	75% - 100%	foreign

Based in New York

The principal office where Scudder Kemper Investments, Inc. performs its advisory services is located at 345 Park Avenue, New York, NY 10154 The mailing address of the firm is Two International Place, Boston, MA 02110. An additional office of the firm is in Chicago, IL. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-326-6200 or by fax 212-223-3127. The normal business hours are 9:00 to 5:00 on Monday - Friday.