Greer Anderson Capital LLC (Greenwich)


Greer Anderson Capital LLC is a large advisory firm based in Greenwich. It manages $199.02 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Connecticut.

Greer Anderson Capital provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Greer Anderson Capital: assets under management

The assets under management (AUM) of Greer Anderson Capital LLC is $199.02 million. The firm's AUM has gone down by -12% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $196.97 million in discretionary accounts and $2.05 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $65.66 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $683.85 thousand.
Greer Anderson Capital has custody of $196.97 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in cash and cash equivalents the most. They account for 69% of the total AUM. The second-largest asset type is investment and business development companies, which make up 31% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Greer Anderson Capital LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Greer Anderson Capital serves?

The only and largest group of clients of Greer Anderson Capital is pooled investment vehicles with 3 clients and $196.97 million of assets under management. Among the 11 most similar advisory firms, Greer Anderson Capital has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $196.97 million for 3 clients. None of the firm’s clients are foreign persons or businesses.

Greer Anderson Capital also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons ranges from $500,000 to $1,000,000.

Careers at Greer Anderson Capital LLC

The company employs 6 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Gary Nelsen Anderson has served as the Chief Investment Officer since 1 Oct 2008. Thomas John Muhlfeld joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Gary Nelsen Anderson Chief investment officer 1 Oct 2008 75% - 100% 3131561
Philip Greer Investment officer 1 Oct 2008 Other 229347
John Francis Nicolai Chief financial officer, chief compliance officer 1 Jan 2012 Other 6029007
Gary Nelsen Anderson Chief compliance officer 1 Mar 2016 75% - 100% 3131561
Thomas John Muhlfeld Chief financial officer/chief operating officer 1 May 2016 Other 4682299
Pamela Louise Rockley Chief compliance officer 1 Dec 2016 Other 1438348
Thomas John Muhlfeld Chief compliance officer 1 Mar 2018 Other 4682299

Based in Greenwich

The principal office where Greer Anderson Capital LLC performs its advisory services is located at 200 Greenwich Avenue, Greenwich, CT 06830 6471, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-304-7666 or by fax 203-930-3693. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at greerandersoncapital.com.