Gasber Financial Advisors, Inc (Folsom)


Gasber Financial Advisors, Inc is a large advisory firm based in Folsom. It manages $122.55 million of regulatory assets for 140 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of California and Texas.

Gasber Financial Advisors provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Gasber Financial Advisors: assets under management

The assets under management (AUM) of Gasber Financial Advisors, Inc is $122.55 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 33% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $122.55 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $875.39 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 95% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 4% of the firm’s portfolio. Investments in non-exchange traded securities form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gasber Financial Advisors, Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Gasber Financial Advisors serves?

The firm provides services to individuals, high net worth individuals, pooled investment vehicles, and pension and profit sharing plans. The largest group of clients of Gasber Financial Advisors is high net worth individuals with 36 clients and $78.02 million of assets under management. Among the 9 most similar advisory firms, Gasber Financial Advisors has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $122.55 million for 140 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Gasber Financial Advisors doesn't advise any private funds.

Careers at Gasber Financial Advisors, Inc

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Gerald Eugene Gasber President / chief compliance officer 1 Sep 1995 75% - 100% 865663

Based in Folsom

The principal office where Gasber Financial Advisors, Inc performs its advisory services is located at 81 Blue Ravine Road, Folsom, CA 95630 4157, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 916-985-2594 or by fax 916-985-2001. The normal business hours are 8am - 5pm on Monday - Friday. You can find more information about the New York firm at gasberfinancial.com.