New England Capital Planners, Inc. is a large advisory firm based in Avon. It manages $136.77 million of regulatory assets for 224 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Connecticut and Massachusetts.
New England Capital Planners provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of New England Capital Planners, Inc. is $136.77 million. The firm's AUM has grown by 8% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay New England Capital Planners, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of New England Capital Planners is high net worth individuals with 40 clients and $81.72 million of assets under management. Among the 12 most similar advisory firms, New England Capital Planners has the 6th lowest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $136.77 million for 119 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
New England Capital Planners doesn't advise any private funds.
The company employs 6 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where New England Capital Planners, Inc. performs its advisory services is located at 152 Simsbury Rd., Avon, CT 06001 The mailing address of the firm is 124 Simsbury Rd., Avon, CT 06001. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 860-409-0771 or by fax 860-676-9979. The normal business hours are 8:30 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at necpinc.com.