Trafalgar Asset Managers Limited (London)


Trafalgar Asset Managers Limited is a large advisory firm based in London. It manages $5.43 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2005.

Trafalgar Asset Managers Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Trafalgar Asset Managers Limited: assets under management

The assets under management (AUM) of Trafalgar Asset Managers Limited is $5.43 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 185% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $5.43 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $904.46 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Trafalgar Asset Managers Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Trafalgar Asset Managers Limited

Theophanis Phanos has been acting as President since 1 Aug 2001. Crescent Resources Limited joined the executive team most recently as the Shareholder.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
David Miller Director & chief compliance officer 1 Dec 2000 Other 4597508
Theophanis Phanos Director 1 Aug 2001 Other 2272939
Lee Robinson Director & chief executive officer 1 Aug 2001 Other 5076854
Crescent Resources Limited Shareholder 1 Dec 2003 50% - 75% foreign
Preveza Invest Limited Shareholder 1 Dec 2003 50% - 75% foreign

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
The Crescent Fund Trust Shareholder 1 Feb 2000 75% - 100% foreign
Theophanis Phanos Shareholder 1 Sep 2005 75% - 100% 2272939

Based in London

The principal office where Trafalgar Asset Managers Limited performs its advisory services is located at 66 Chiltern Street, London, W1 U 4 Jt, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 44(0)2075639400 or by fax 44(0)2072069391. The normal business hours are 8am-5pm on Monday - Friday. You can find more information about the New York firm at trafalgarfunds.com.