Stonefield Investment Advisory, Inc. (Cedar Rapids)


Stonefield Investment Advisory, Inc. is an adviser based in Cedar Rapids. It manages $48 million of regulatory assets for 330 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Colorado and Illinois.

Stonefield Investment Advisory provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Stonefield Investment Advisory: assets under management

The assets under management (AUM) of Stonefield Investment Advisory, Inc. is $48 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -55% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $48 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $145.45 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stonefield Investment Advisory, Inc. for their services and products based on a percentage of assets under management, hourly charges, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Stonefield Investment Advisory, Inc.

Stonefield Investment Advisory, Inc. is owned by Jon Robert Werner. Stephen Robert Mickelson joined the executive team most recently as the Chief Compliance Officer/Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Jon Robert Werner Owner 1 Nov 2005 50% - 75% 2454413
Stephen Robert Mickelson Chief executive officer, chief financial officer, chief compliance officer 1 Nov 2005 50% - 75% 2175835
Stephen Robert Mickelson Chief compliance officer/owner 1 Aug 2008 50% - 75% 2175835

Based in Cedar Rapids

The principal office where Stonefield Investment Advisory, Inc. performs its advisory services is located at 425 2 Nd Street Se, Cedar Rapids, IA 52401 1818, which is also the mailing address of the firm. An additional office of the firm is in Littleton, CO. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 319-377-7811 or by fax 319-377-7834. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at www.stonefield.us.