Wentworth Hauser & Violich Inc (San Francisco)


Wentworth Hauser & Violich Inc is a large advisory firm based in San Francisco. It manages $4.38 billion of regulatory assets for 6,295 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 46 other states.

Wentworth Hauser & Violich provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Wentworth Hauser & Violich: assets under management

The assets under management (AUM) of Wentworth Hauser & Violich Inc is $4.38 billion. The firm's AUM has grown by 5% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.37 billion in discretionary accounts and $10.21 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $695.94 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.13 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Wentworth Hauser & Violich Inc for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Wentworth Hauser & Violich Inc

William Kurt Hauser has been acting as President since 1 Nov 1966. George Springman joined the executive team most recently as the Executive Vice President & Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
William Kurt Hauser Director 1 Nov 1966 Other 4341294
Deirdre Porter Chief legal officer 1 Nov 1976 Other 2497064
Bradford Hall Chief compliance officer 1 Jul 1977 Other 4370030
Laird Norton Financial Group Owner 1 Apr 1994 75% - 100% 91-1639191
Laird Norton Company ("Lnc") Lnfg shareholder 1 Apr 1994 25% - 50% 41-0160140
Jane Bumiller Clapp Lnfg shareholder 1 Apr 1994 Other 4370230
Matthew G. Norton Company ("Mgn") Lnc shareholder 1 Apr 1994 Other 91-1083333
William Hayes Clapp Mgn shareholder 1 Apr 1994 Other 4370239
Inc. Laird Norton Financial Group Owner 1 Apr 1994 75% - 100% 91-1639191
Michael George Ringger Chief financial officer 1 Aug 1994 Other 4370052
Charlotte Little Taylor Lnc shareholder 1 Sep 1995 Other 4370232
Mary Lee Clapp Mgn shareholder 1 Nov 1995 Other 4370246
Elizabeth Clapp Williams Mgn shareholder 1 Dec 1998 Other 4370250
Income Portion Trust Established Under Trust Agreement Dated 6/9/93 Mgn shareholder 1 Dec 1998 25% - 50% 91-6478572
James Norton Clapp Mgn shareholder 1 Jan 1999 Other 4370242
Inc. Laird Norton Financial Group Shareholder 1 May 1999 75% - 100% 91-1639191
Margaret Ann Clapp Mgn shareholder 1 Jun 1999 Other 4370255
Thomas Clark Edwards Chairman and director 1 Jul 1999 Other 4370095
Deborah Lee Bevier Chief executive officer and director 1 Jul 1999 Other 4370096
Steven Anthony Rhone President and director 1 Jul 1999 Other 4370097
Judith Rickard Stevens Executive vice president, chief administrative officer 1 Apr 2000 Other 4370126
George Springman Executive vice president & director 1 Feb 2002 Other 2407576

Based in San Francisco

The principal office where Wentworth Hauser & Violich Inc performs its advisory services is located at 353 Sacramento Street, Suite 600, San Francisco, CA 94111 3604, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-981-6911 or by fax 415-288-6103. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.whv.com.