Eubel Brady & Suttman Asset Management Inc (Dayton)


Eubel Brady & Suttman Asset Management Inc is a large advisory firm based in Dayton. It manages $1.13 billion of regulatory assets for 1,600 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Arizona, California, and 18 other states.

Eubel Brady & Suttman Asset Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Eubel Brady & Suttman Asset Management: assets under management

The assets under management (AUM) of Eubel Brady & Suttman Asset Management Inc is $1.13 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 144% since the beginning of its operation, and $896.8 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $1.13 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $708.06 thousand each.
Eubel Brady & Suttman Asset Management has custody of $456.13 million in cash and securities for 265 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 42% of the total AUM. The second-largest asset type is exchange traded securities, which make up 39% of the firm’s portfolio. Investments in cash and cash equivalents form 8% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Eubel Brady & Suttman Asset Management Inc for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Eubel Brady & Suttman Asset Management serves?

The firm provides services to individuals, investment companies, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Eubel Brady & Suttman Asset Management is high net worth individuals with 263 clients and $443.08 million of assets under management. Among the 8 most similar advisory firms, Eubel Brady & Suttman Asset Management has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $1.13 billion for 763 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Eubel Brady & Suttman Asset Management also advises several private funds. Namely, one hedge fund and one real estate fund. The minimum investment commitment required of non-related persons ranges from $150,000 to $250,000.

Careers at Eubel Brady & Suttman Asset Management Inc

The company employs 29 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 11 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ronald Lee Eubel Director, co-cio 1 Aug 1993 Other 2160007
Mark E Brady Ceo, co-cio, chief compliance officer, director 1 Aug 1993 Other 2157638
Robert John Suttman President, director 1 Aug 1993 Other 2160035
Bernard James Holtgreive Vice president 1 Aug 1993 Other 2144216
William Eugene Hazel Vice president 1 Mar 2000 Other 2105397
Kirby C. Leeper Chief information officer 1 Oct 2000 Other 4934610
Melinda L. Eubel Chief financial officer 1 Mar 2003 Other 4934616
David Keith Ray Coo, secretary/treasurer, director 1 Sep 2003 Other 4783388
Robert Edward Stirling Chief compliance officer 1 Jun 2004 Other 4380803
Robert Edward Stirling Chief compliance officer, general counsel 1 Sep 2006 Other 4380803
Scott Edger Lundy Vice president, director 1 Jan 2009 Other 4340708
Kenneth Edward Leist Director of operations 1 Jan 2009 Other 2142376
Paul David Crichton Director of trading 1 Jan 2009 Other 2156994
Julie E Smallwood Vice president 1 Jan 2009 Other 4622247
Aaron Hillman Senior securities analyst 1 Aug 2012 Other 2894485
Kimberly A. Riley Chief financial officer 1 Jun 2016 Other 6690946
Teresa Lynne King Chief compliance officer 1 Mar 2019 Other 2555362

Based in Dayton

The principal office where Eubel Brady & Suttman Asset Management Inc performs its advisory services is located at 10100 Innovation Drive, Dayton, OH 45342, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 937-291-1223 or by fax 937-291-9360. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at ebs-asset.com.