Rose Capital Advisors, LLC is a large advisory firm based in Miami Beach. It manages $273.13 million of regulatory assets for 266 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Florida, Louisiana, Massachusetts, and 3 other states.
Rose Capital Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Rose Capital Advisors, LLC is $273.13 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 154% since the beginning of its operation, and $109.25 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Rose Capital Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Rose Capital Advisors is high net worth individuals with 150 clients and $265.63 million of assets under management. Among the 11 most similar advisory firms, Rose Capital Advisors has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $267.13 million for 170 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 40% of the firm’s clients are foreign persons or businesses.
Rose Capital Advisors doesn't advise any private funds.
The company employs 5 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Rose Capital Advisors, LLC performs its advisory services is located at 119 Washington Avenue, Miami Beach, FL 33139, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 305-534-7673 or by fax 305-534-2761. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at rosecapitaladvisors.com.