Consolidated Financial Management Group, LLC (Dublin)


Consolidated Financial Management Group, LLC is a pension cosultant based in Dublin. It manages $87.01 million of regulatory assets for 830 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Ohio and Texas.

Consolidated Financial Management Group provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Consolidated Financial Management Group: assets under management

The assets under management (AUM) of Consolidated Financial Management Group, LLC is $87.01 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 88% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $87.01 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $104.83 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 90% of the total AUM. The second-largest asset type is exchange traded securities, which make up 8% of the firm’s portfolio. Investments in cash and cash equivalents form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Consolidated Financial Management Group, LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Consolidated Financial Management Group serves?

The firm provides services to individuals and pension and profit sharing plans. The largest group of clients of Consolidated Financial Management Group is individuals with 477 clients and $87.01 million of assets under management. Among the 1 most similar advisory firms, Consolidated Financial Management Group has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $87.01 million for 531 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Consolidated Financial Management Group doesn't advise any private funds.

Careers at Consolidated Financial Management Group, LLC

The company employs 6 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
James Mark Curry Member 1 Aug 1998 Other 1482724
Edward Steele Bell Member 1 Aug 1998 Other 2589174
Andrew Todd Roseberry Member, chief compliance officer 1 Aug 1998 Other 2589166
The Wiseman Agency Member 1 Aug 1998 Other 31-0883269
Consolidated Insurance Agency Member 1 Aug 1998 25% - 50% 31-0559379
Robert Andrew Bell Member 1 Dec 2008 25% - 50% 5537405

Indirect Owners

The SEC currently registers 8 indirect owners.

Name Entity Date acquired Ownership Employer ID
The John H. Goodrich Trusts Shareholder 1 Jan 1977 25% - 50% 31-6192493
Ohio National Association Trustee Pnc Bank Trustee 1 Jan 1977 Other 31-0236824
Thomas E. Wiseman Shareholder & president 1 Sep 1980 50% - 75% 5537545
Gerald Eugene Roach Shareholder & vice-president 1 Jun 1987 25% - 50% 5537532
Robert Andrew Bell Shareholder & senior commercial account executive 1 Dec 1987 50% - 75% 5537405
Inc. Pnc Bancorp Parent 1 Sep 2003 75% - 100% 51-0326854
Inc. The Pnc Financial Services Group Parent 1 Sep 2003 75% - 100% 25-1435979
Lori A. Waugh Treasurer 1 Jan 2010 50% - 75% 6315150

Based in Dublin

The principal office where Consolidated Financial Management Group, LLC performs its advisory services is located at 5850 Venture Drive, Dublin, OH 43017, which is also the mailing address of the firm. An additional office of the firm is in Gallipolis, OH. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 614-932-0000 or by fax 614-932-0199. The normal business hours are 9 a.m. to 5 p.m. on Monday - Friday. You can find more information about the New York firm at investconsolidated.com.