Montcalm Tcr LLC (San Francisco)


Montcalm Tcr LLC is a large advisory firm based in San Francisco. It manages $172.92 million of regulatory assets for 566 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of California, Florida, and Illinois.

Montcalm Tcr provides portfolio management for individuals and small businesses and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Montcalm Tcr: assets under management

The assets under management (AUM) of Montcalm Tcr LLC is $172.92 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 65% since the beginning of its operation, and $10.88 million of the total AUM is attributable to clients outside of the United States.

The firm manages $172.92 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $305.51 thousand each.

Investments

The firm invests in state and local bonds the most. They account for 50% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 12% of the firm’s portfolio. Investments in exchange traded securities form 11% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Montcalm Tcr LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Montcalm Tcr serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Montcalm Tcr is high net worth individuals with 32 clients and $146.99 million of assets under management. Among the 6 most similar advisory firms, Montcalm Tcr has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $170.97 million for 97 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Montcalm Tcr also advises several private funds. Namely, one other private fund. The minimum investment commitment required of non-related persons is $5,000 for each fund.

Careers at Montcalm Tcr LLC

The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Holly Ziegel Ruxin Member- manager, chief executive officer, chief compliance officer 1 Aug 2012 75% - 100% 2335513
Nicole Palaza Member and chief compliance officer 1 Aug 2012 75% - 100% 6074269

Based in San Francisco

The principal office where Montcalm Tcr LLC performs its advisory services is located at 1083 Mission Street, San Francisco, CA 94103, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-326-7650 or by fax 415-326-7651. The normal business hours are 6:30am to 3pm on Monday - Friday. You can find more information about the New York firm at montcalmtcr.addepar.com.