Fund Direct Advisors Inc. is a large advisory firm based in Greensboro. It manages $705 million of regulatory assets for 350 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of North Carolina.
Fund Direct Advisors provides financial planning services, educational seminars and workshops, and ria mgt. for 401-k,403-b & 527 plans; profit shar. pls; gov. pen. pls. for & non-for profit pen. pls.. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Fund Direct Advisors Inc. is $705 million. The firm's AUM has grown by 101% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Fund Direct Advisors Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to high net worth individuals and pension and profit sharing plans. The largest group of clients of Fund Direct Advisors is pension and profit sharing plans with 330 clients and $665 million of assets under management. Among the 10 most similar advisory firms, Fund Direct Advisors has the highest percentage of pension and profit sharing plans out of all clients.
The amount of regulatory assets under management is $705 million for 350 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Fund Direct Advisors doesn't advise any private funds.
The company employs 6 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Fund Direct Advisors Inc. performs its advisory services is located at 7800 Mccloud Road, Greensboro, NC 27409 The mailing address of the firm is Po Box 18262, Greensboro, NC 27419. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 336-271-4450 or by fax 336-271-4455. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at funddirectadvisors.com.