Palladium Equity Partners Advisor, LLC (New York)


Palladium Equity Partners Advisor, LLC is a large advisory firm based in New York. It manages $3.2 billion of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

Palladium Equity Partners Advisor provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Palladium Equity Partners Advisor: assets under management

The assets under management (AUM) of Palladium Equity Partners Advisor, LLC is $3.2 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 191% since the beginning of its operation, and $122.96 million of the total AUM is attributable to clients outside of the United States.

The firm manages $3.2 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $799.14 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Palladium Equity Partners Advisor, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Marcos Rodriguez serves?

The only and largest group of clients of Marcos Rodriguez is pooled investment vehicles with 4 clients and $3.2 billion of assets under management. Among the 9 most similar advisory firms, Palladium Equity Partners Advisor has the 5th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $3.2 billion for 4 clients. 25% of the firm’s clients are foreign persons or businesses.

Palladium Equity Partners Advisor also advises several private funds. Namely, four private equity funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $10,000,000.

Careers at Palladium Equity Partners Advisor, LLC

The company employs 41 people that are either part- or full-time employees. 73 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Marcos Rodriguez has been acting as President since 1 May 2011. Caleb Hodges Clark joined the executive team most recently as the Managing Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Marcos Rodriguez Chairman/ceo 1 May 1997 Other 4619394
Kevin Louis Reymond Chief financial officer 1 Jul 2001 Other 6026721
Llc Palladium Capital Management Relying adviser 1 Jul 2003 Other 01-0792042
Marcos Rodriguez Managing member palladium capital management, llc (relying adviser) 1 Jul 2003 Other 4619394
Kevin Louis Reymond Managing director palladium capital management, llc (relying adviser) 1 Jul 2003 Other 6026721
David Perez Managing director palladium capital management, llc (relying adviser) 1 Dec 2003 Other 2838214
Llc Palladium Capital Management Iii Relying adviser 1 May 2004 Other 43-2055488
Marcos Rodriguez Managing member palladium capital management iii, llc (relying adviser) 1 May 2004 Other 4619394
David Perez Managing director palladium capital management iii, llc (relying adviser) 1 May 2004 Other 2838214
Kevin Louis Reymond Managing director palladium capital management iii, llc (relying adviser) 1 May 2004 Other 6026721
Alejandro Ventosa Managing director palladium capital management, llc (relying adviser) 1 Dec 2004 Other 2589189
Erik Anderson Scott Managing director palladium capital management, llc (relying adviser) 1 Sep 2010 Other 2089345
Luis Zaldivar Managing director palladium capital management, llc (relying adviser) 1 Sep 2010 Other 3149736
Marcos Rodriguez Chairman/ceo of registrant and relying advisers 1 May 2011 Other 4619394
Erik Anderson Scott Managing director of registrant and relying advisers 1 May 2011 Other 2089345
Luis Zaldivar Managing director of registrant and relying advisers 1 May 2011 Other 3149736
David Perez President/coo of registrant & relying advisers 1 May 2011 Other 2838214
Kevin Louis Reymond Chief financial officer of registrant & relying advisers 1 May 2011 Other 6026721
Alejandro Ventosa Managing director 1 May 2011 Other 2589189
Eugenie Marie Cesar Fabian Chief compliance officer/general counsel of registrant and relying advisers 1 Jun 2011 Other 5866159
David Perez President/coo 1 Jan 2012 Other 2838214
Llc Palladium Capital Management Iv Relying adviser 1 Jun 2012 Other 45-4475700
Llc Palladium Capital Management V Relying advisor 1 Dec 2016 Other 81-5124759
Adam Lee Shebitz Managing director 1 Jan 2017 Other 4849235
Daniel Ilundain Managing director 1 Jan 2017 Other 6927339
Justin Ryan Green Managing director 1 Jan 2017 Other 6927341
Caleb Hodges Clark Managing director 1 Jan 2018 Other 6927342

Based in New York

The principal office where Palladium Equity Partners Advisor, LLC performs its advisory services is located at 1270 Avenue Of The Americas, New York, NY 10020 1806, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-218-5150 or by fax 212-218-5155. The normal business hours are 9:00am - 6:00pm est on Monday - Friday. You can find more information about the New York firm at palladiumequity.com.