Kplans Investment Services, Inc. is an adviser based in Valencia. It manages $87.6 million of regulatory assets for 18 client accounts. It has been registered with the SEC as an adviser since 2018.
Kplans Investment Services provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Kplans Investment Services, Inc. is $87.6 million. The firm's AUM has gone down by -87% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Kplans Investment Services, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to pooled investment vehicles and pension and profit sharing plans. The largest group of clients of Kplans Investment Services is pooled investment vehicles with 1 clients and $64.1 million of assets under management. Among the 3 most similar advisory firms, Kplans Investment Services has the 2nd highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $87.6 million for 19 clients. None of the firm’s clients are foreign persons or businesses.
Kplans Investment Services doesn't advise any private funds.
The company employs 7 people that are either part- or full-time employees. 43 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
The principal office where Kplans Investment Services, Inc. performs its advisory services is located at 27240 Turnberry Lane, Valencia, CA 91355, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 888-686-4015 or by fax 888-686-4015. The normal business hours are 8:30 am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at kplansinc.com.