Kennedy Wealth And Tax Management, Inc. is a large advisory firm based in Southbury. It manages $98.5 million of regulatory assets for 265 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Connecticut, Florida, and Texas.
Kennedy Wealth And Tax Management provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Kennedy Wealth And Tax Management, Inc. is $98.5 million. The firm's AUM has grown by 48% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Kennedy Wealth And Tax Management, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Kennedy Wealth And Tax Management is high net worth individuals with 42 clients and $76.1 million of assets under management. Among the 9 most similar advisory firms, Kennedy Wealth And Tax Management has the 5th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $93.5 million for 106 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Kennedy Wealth And Tax Management doesn't advise any private funds.
The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Kennedy Wealth And Tax Management, Inc. is owned by Kevin Andrew Kennedy. Gregory J Bunger joined the executive team most recently as the Chief Compliance Officer And Owner.
The principal office where Kennedy Wealth And Tax Management, Inc. performs its advisory services is located at 1 Pomperaug Office Park, Southbury, CT 06488, which is also the mailing address of the firm. An additional office of the firm is in Palm Beach Gardens, FL. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (203) 264-1200 or by fax 203-264-3888. The normal business hours are 8:30 am - 5:00pm on Monday - Friday. You can find more information about the New York firm at kennedywealth.com.