Yogi Advisors, LLC (Washington)


Yogi Advisors, LLC is a related adviser based in Washington. It manages $4.42 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of District of Columbia.

Yogi Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Yogi Advisors: assets under management

The assets under management (AUM) of Yogi Advisors, LLC is $4.42 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -86% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.42 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.42 million each.
Yogi Advisors has custody of $4.42 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Yogi Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Yogi Advisors serves?

The only and largest group of clients of Yogi Advisors is pooled investment vehicles with 1 clients and $4.42 million of assets under management. Among the 5 most similar advisory firms, Yogi Advisors has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $4.42 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Yogi Advisors also advises several private funds. Namely, one other private fund. The minimum investment commitment required of non-related persons is $50,000 for each fund.

Careers at Yogi Advisors, LLC

The company employs 13 people that are either part- or full-time employees. 62 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Christopher Martin Niemczewski Managing member 1 Oct 2005 25% - 50% 1885043
William Gilmore Stott Member 1 Oct 2005 Other 4336633
Carolyn Sue Miller Managing member 1 Oct 2005 Other 1237808
Elise Jordan Hoffmann Member 1 Oct 2005 Other 2688094
Melissa Vinick Member 1 Oct 2005 Other 2688143
Sara J Cavendish Member 1 Oct 2005 Other 3202182
Julie Kathleen Stapel Chief compliance officer 1 Oct 2005 Other 4871671
John Herbert Beatson Member 1 Jan 2007 Other 3083596
Kimberly None Vinick Chief compliance officer 1 May 2007 Other 5341377
Ashley Mcmuury General counsel 1 Jun 2007 Other 3137161
Ashley M Finkelman General counsel 1 Jun 2007 Other 3137161
Kimberly Nmn Vinick Director of operations / chief compliance officer 1 Jul 2012 Other 5341377
Olayinka Abeny Odeniran Chief compliance officer 1 Aug 2012 Other 4381442
Carmen Lynne Colt Chief compliance officer 1 Jun 2015 Other 1203097
Carmen Lynne Johnston Chief compliance officer 1 Jun 2015 Other 1203097

Based in Washington

The principal office where Yogi Advisors, LLC performs its advisory services is located at 21 Dupont Circle N.W., Washington, DC 20036, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 202-828-6200 or by fax 202-828-6208. The normal business hours are 8:30 to 5:00 on Monday - Friday.