Neville, Rodie & Shaw Inc is a large advisory firm based in New York. It manages $1.37 billion of regulatory assets for 856 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Colorado, Connecticut, and 20 other states.
Neville, Rodie & Shaw provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Neville, Rodie & Shaw Inc is $1.37 billion. The firm's AUM has grown by 31% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Neville, Rodie & Shaw Inc for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Charles Benjamin Johnson is high net worth individuals with 219 clients and $1.18 billion of assets under management. Among the 10 most similar advisory firms, Neville, Rodie & Shaw has the 3rd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $1.35 billion for 374 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Neville, Rodie & Shaw doesn't advise any private funds.
The company employs 14 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Charles Benjamin Johnson has been acting as President since 1 Mar 2008. Sheila Newbold Scott joined the executive team most recently as the President.
The principal office where Neville, Rodie & Shaw Inc performs its advisory services is located at 200 Madison Ave, New York, NY 10016 3903, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-725-1440 or by fax 212-689-8746. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at nevrodie.com.