Proxima Alfa Institutional Advisors LP (New York)


Proxima Alfa Institutional Advisors LP is a large advisory firm based in New York. It manages $153.52 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2007.

Proxima Alfa Institutional Advisors provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Proxima Alfa Institutional Advisors: assets under management

The assets under management (AUM) of Proxima Alfa Institutional Advisors LP is $153.52 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -36% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $153.52 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $76.76 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Proxima Alfa Institutional Advisors LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Michael Burrough Mann Managing member 1 May 2005 75% - 100% 1611306
Proxima Alfa Gp Llc Managing member 1 Nov 2005 Other 20-3747474
Proxima Alfa Gp Llc General partner 1 Nov 2005 Other 20-3747474
Michael Burrough Mann Director 1 Nov 2005 Other 1611306
Slackwater Llc Limited partner 1 Feb 2006 50% - 75% 20-4448288

Based in New York

The principal office where Proxima Alfa Institutional Advisors LP performs its advisory services is located at 623 Fifth Avenue Avenue, 14 Th Floor, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-367-2850 or by fax 212-754-2211. The normal business hours are 9 a.m. to 5 p.m. on Monday - Friday.