Ore Hill Partners LLC (New York)


Ore Hill Partners LLC is a large advisory firm based in New York. It manages $2.11 billion of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2005.

Ore Hill Partners provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ore Hill Partners: assets under management

The assets under management (AUM) of Ore Hill Partners LLC is $2.11 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 38% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.11 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $150.86 million each.
Ore Hill Partners has custody of $908 million in cash and securities for 11 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ore Hill Partners LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ore Hill Partners LLC

Sameh M Derosa Farag has been acting as President since 1 Sep 2006. Man Investments Finance Limited joined the executive team most recently as the Shareholder.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Benjamin E Nickoll Managing member 1 Apr 2002 50% - 75% 1641208
Fredrick John Wahl Managing member 1 Apr 2002 25% - 50% 1919787
Benjamin E. Nickoll Grantor Retained Annuity Trust Member 1 Dec 2003 Other 20-6168840
Frederick Wahl Grantor Retained Annuity Trust Member 1 Dec 2003 Other 20-6169637
Mark Joseph Sullivan Chief financial officer/chief operating officer 1 Jan 2004 Other 2925479
Claude Andre Baum General counsel 1 Apr 2005 Other 5075892
Claude Andre Baum Chief compliance officer 1 Dec 2005 Other 5075892
Steven Jamie Sands Chief compliance officer 1 Jan 2006 Other 2992569
Sameh M Derosa Farag President/member 1 Sep 2006 Other 1747026
Benjamin E Nickoll 2003 Children Trust Member 1 Jan 2007 Other 20-6168840
Man Litchfield Inc. Member 1 May 2008 50% - 75% 26-2284278
Sophie Sokhun Kim Chief compliance officer 1 Nov 2008 Other 5616504
Mark Joseph Sullivan Chief compliance officer 1 Mar 2010 Other 2925479

Indirect Owners

The SEC currently registers 13 indirect owners.

Name Entity Date acquired Ownership Employer ID
Factornew Limited Shareholder 1 Feb 2000 75% - 100% foreign entity
E D & F Man Cocoa Investments Limited Shareholder 1 Feb 2000 75% - 100% foreign entity
Michael Joseph Marocco Trustee 1 Dec 2003 Other 1327276
John Sheehan Irish Trustee 1 Dec 2003 Other 1663052
Man Group Investments Limited Shareholder 1 Jun 2004 75% - 100% foreign entity
Man Group Holdings Limited Shareholder 1 Jun 2004 75% - 100% foreign entity
Man Group Plc Shareholder 1 Aug 2006 50% - 75% foreign entity
Man Investments Usa Holdings Inc. Shareholder 1 Aug 2006 75% - 100% 98-0503332
E.D. & F. Man Investments Bv Shareholder 1 Aug 2006 75% - 100% foreign entity
John Sheehan Irish Trustee 1 Jan 2007 Other 1663052
Man Group Uk Limited Shareholder 1 Nov 2007 75% - 100% foreign entity
Inc. Man Investments Holdings Shareholder 1 Apr 2008 50% - 75% 13-4049528
Man Investments Finance Limited Shareholder 1 Jul 2010 75% - 100% foreign entity

Based in New York

The principal office where Ore Hill Partners LLC performs its advisory services is located at 650 Fifth Avenue, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-389-2333 or by fax 212-389-2332. The normal business hours are 8 am - 6 pm on Monday - Friday. You can find more information about the New York firm at www.orehill.com.