RaLPh S. Margel & Associates, LLC (Paramus)


RaLPh S. Margel & Associates, LLC is a large advisory firm based in Paramus. It manages $104.76 million of regulatory assets for 74 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of New Jersey and Texas.

RaLPh S. Margel & Associates provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

RaLPh S. Margel & Associates: assets under management

The assets under management (AUM) of RaLPh S. Margel & Associates, LLC is $104.76 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 5% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $104.76 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.42 million each.

Investments

The firm invests in investment and business development companies the most. They account for 70% of the total AUM. The second-largest asset type is exchange traded securities, which make up 30% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay RaLPh S. Margel & Associates, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients RaLPh S. Margel & Associates serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of RaLPh S. Margel & Associates is high net worth individuals with 21 clients and $78.27 million of assets under management. Among the 11 most similar advisory firms, RaLPh S. Margel & Associates has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $104.76 million for 74 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

RaLPh S. Margel & Associates doesn't advise any private funds.

Careers at RaLPh S. Margel & Associates, LLC

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ralph Sandy Margel Member, chief compliance officer 1 Jan 1989 75% - 100% 1604109

Based in Paramus

The principal office where RaLPh S. Margel & Associates, LLC performs its advisory services is located at 28 Farview Terrace, Paramus, NJ 07652, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 201-843-0088 or by fax 201-843-8833. The normal business hours are 9:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at margelwealth.com.