Rfe Management Corporation (New Canaan)


Rfe Management Corporation is a large advisory firm based in New Canaan. It manages $362.13 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Connecticut and Delaware.

Rfe Management Corporation provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rfe Management Corporation: assets under management

The assets under management (AUM) of Rfe Management Corporation is $362.13 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $362.13 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $120.71 million each.
Rfe Management Corporation has custody of $273.21 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rfe Management Corporation for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Rfe Management Corporation serves?

The only and largest group of clients of Rfe Management Corporation is pooled investment vehicles with 3 clients and $362.13 million of assets under management. Among the 10 most similar advisory firms, Rfe Management Corporation has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $362.13 million for 3 clients. None of the firm’s clients are foreign persons or businesses.

Rfe Management Corporation also advises several private funds. Namely, three private equity funds. The minimum investment commitment required of non-related persons is $5,000,000 for each fund.

Careers at Rfe Management Corporation

The company employs 14 people that are either part- or full-time employees. 86 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
James Angell Parsons Rfe associates iv, l.p. - general partner 1 Jun 1988 Other 2063005
Robert Mann Williams Rfe associates iv, l.p. - limited partner 1 Jun 1988 Other 2062992
Harmon Thomas Gnuse Rfe associates iv, l.p. - limited partner 1 Jun 1988 Other 2496862
George Ernest Thomassy Rfe associates iv, l.p. - limited partner 1 Jun 1988 Other 2062996
Howard Carl Landis Rfe associates iv, l.p. - limited partner 1 Jun 1988 Other 2062997
Richard Miller Rfe associates iv, l.p. - limited partner 1 Jun 1988 Other 6180186
Michael Jeffrey Foster Rfe associates iv, l.p. - general partner 1 Jul 1989 Other 2062999
Michael Jeffrey Foster Rfe associates iv, l.p. - general partner 1 Oct 1989 Other 2062999
Michael Jeffrey Foster Rfe mgt. corp. - managing director, chief compliance officer, vice president & secretary, common stock shareholder, board member 1 May 1991 25% - 50% 2062999
James Angell Parsons Rfe mgt. corp. - managing director, president, common stock shareholder, board member 1 May 1991 25% - 50% 2063005
Michael Jeffrey Foster Rfe associates v, l.p. - general partner 1 Sep 1994 Other 2062999
James Angell Parsons Rfe associates v, l.p. - general partner 1 Sep 1994 Other 2063005
Howard Carl Landis Rfe associates v, l.p. - limited partner 1 Sep 1994 Other 2062997
Robert Mann Williams Rfe associates v, l.p. - limited partner 1 Sep 1994 Other 2062992
A Dean Davis Rfe associates v, l.p. - limited partner 1 Sep 1994 Other 1395881
A Dean Davis Rfe associates iv, l.p. - limited partner 1 Jun 1998 Other 1395881
Donald Albin Juricic Rfe mgt. corp. - managing director, chief financial officer, vice president & treasurer, common stock shareholder 1 Oct 2000 Other 6019160
Richard Peter Reiter Rfe mgt. corp. - managing director, vice president, common stock shareholder 1 Oct 2004 Other 6019187
Edward Duncan Truslow Rfe mgt. corp. - managing director, vice president, common stock shareholder 1 Oct 2004 Other 6019193
Virginia Mckay Rfe associates iv, l.p. - limited partner 1 Jan 2006 Other 6180167
Michael Jeffrey Foster Rfe associates vii, llc - managing member 1 May 2007 25% - 50% 2062999
James Angell Parsons Rfe associates vii, llc - managing member 1 May 2007 25% - 50% 2063005
Richard Peter Reiter Rfe associates vii, llc - managing member 1 May 2007 Other 6019187
Edward Duncan Truslow Rfe associates vii, llc - managing member 1 May 2007 Other 6019193
Donald Albin Juricic Rfe associates vii, llc - managing member 1 May 2007 Other 6019160
Rfe Management Corporation Profit Sharing Plan Rfe associates vii, llc - other llc member 1 May 2007 Other 06-1121900
Michael William Rubel Rfe associates vii, llc - other llc member 1 Jul 2009 Other 6180238
Michael Jeffrey Foster Rfe associates viii, llc - managing member 1 Jun 2011 Other 2062999
James Angell Parsons Rfe associates viii, llc - managing member 1 Jun 2011 Other 2063005
Edward Duncan Truslow Rfe associates viii, llc - managing member 1 Jun 2011 Other 6019193
Richard Peter Reiter Rfe associates viii, llc - managing member 1 Jun 2011 Other 6019187
Donald Albin Juricic Rfe associates viii, llc - managing member 1 Jun 2011 Other 6019160
Michael William Rubel Rfe associates viii, llc - other llc member 1 Jun 2011 Other 6180238
Rfe Management Corporation Profit Sharing Plan Rfe associates viii, llc - other llc member 1 Jun 2011 Other 06-1121900
Paul Ronald Schilpp Rfe associates viii, llc - other llc member 1 Jul 2012 Other 5385353

Based in New Canaan

The principal office where Rfe Management Corporation performs its advisory services is located at 36 Grove Street, New Canaan, CT 06480 5329, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-966-2800 or by fax 203-966-3109. The normal business hours are 8:30 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at rfeip.com.