Maximize Financial Services, Inc (Miami)


Maximize Financial Services, Inc is a related adviser based in Miami. It manages $700 thousand of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of Florida.

Maximize Financial Services provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Maximize Financial Services: assets under management

The assets under management (AUM) of Maximize Financial Services, Inc is $700 thousand, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $700 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $700 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Maximize Financial Services, Inc for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Maximize Financial Services, Inc

Enrique Esclusa has been acting as President since 1 Aug 2007. Enrique Mercado joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Enrique Mercado Chief compliance officer 1 Aug 2007 Other 2242873
Enrique Esclusa President 1 Aug 2007 25% - 50% 5454597
Vicente Carrillo Batalla Vice president 1 Aug 2007 Other 5454598
Juan Carlos Esclusa Director 1 Aug 2007 Other 5454526
Jose Tomas Carrillo Batalla Director 1 Aug 2007 25% - 50% 5454528
Michele Paradiso Director 1 Aug 2007 Other 5454529
Maryoli Rivera Treasurer 1 Aug 2007 Other 5454530

Based in Miami

The principal office where Maximize Financial Services, Inc performs its advisory services is located at 1101 Brickell Avenue, Miami, FL 33131, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 305-375-0025 or by fax 305-704-8491. The normal business hours are 9:00-4:00 on Monday - Friday.