Pacific Park Financial, Inc. is a large advisory firm based in Ladera Ranch. It manages $135.56 million of regulatory assets for 669 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of California, Florida, Illinois, New York, and Texas.
Pacific Park Financial provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Pacific Park Financial, Inc. is $135.56 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 257% since the beginning of its operation, and $549 thousand of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Pacific Park Financial, Inc. for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Arthur Brett Hagan is high net worth individuals with 42 clients and $79.03 million of assets under management. Among the 9 most similar advisory firms, Pacific Park Financial has the 5th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $134.86 million for 311 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Pacific Park Financial doesn't advise any private funds.
The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Arthur Brett Hagan has been acting as President since 1 Sep 2002. Robert Allen Charette joined the executive team most recently as the Vp, Chief Compliance Officer.
The principal office where Pacific Park Financial, Inc. performs its advisory services is located at 6 Gilly Flower Street, Ladera Ranch, CA 92694, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 949-600-6294 or by fax 949-600-6292. The normal business hours are 8:00 a.m. - 4:00 p.m. on Monday - Friday. You can find more information about the New York firm at mypacificpark.com.