U.S. Trust Company (Stamford)


U.S. Trust Company is a large advisory firm based in Stamford. It manages $12.43 billion of regulatory assets for 35 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, Delaware, Maryland, New York, and Pennsylvania.

U.S. Trust Company provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

U.S. Trust Company: assets under management

The assets under management (AUM) of U.S. Trust Company is $12.43 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -8% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $12.43 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $355.21 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay U.S. Trust Company for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
The Charles Schwab Corporation Parent company of u.s. trust corporation 1 May 2000 75% - 100% 94-3025021

Based in Stamford

The principal office where U.S. Trust Company performs its advisory services is located at 225 High Ridge Rd., Stamford, CT 06905, which is also the mailing address of the firm. An additional office of the firm is in Wayne, PA. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 203-352-4400 or by fax 203-352-4488. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.ustrust.com.