Merrill Lynch Investment Managers International, Limited (London)


Merrill Lynch Investment Managers International, Limited is a large advisory firm based in London. It manages $1.15 billion of regulatory assets for 18 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Merrill Lynch Investment Managers International, Limited provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Merrill Lynch Investment Managers International, Limited: assets under management

The assets under management (AUM) of Merrill Lynch Investment Managers International, Limited is $1.15 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -88% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.15 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $64 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Merrill Lynch Investment Managers International, Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Merrill Lynch Investment Managers International, Limited

Steven Warner Golann has been acting as President since 1 Nov 1989. Nicholas C D Hall joined the executive team most recently as the General Counsel.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Steven Warner Golann Director 1 Nov 1989 Other 223748
John Eric Nelson Director 1 May 1991 Other 1406256
Carol Consuelo Brooke Director & deputy chairman 1 Aug 1993 Other 4347994
James Trewin Stratford Compliance officer 1 May 1996 Other 4348119
Peter John Gibbs Chief executive officer, director & chairman 1 Sep 1997 Other 4348014
Inc. Merrill Lynch & Co. Parent 1 Dec 1997 75% - 100% 13-2740599
Debra Anne Searle Secretary 1 Nov 1998 Other 4348098
Simon George B Miles Director & compliance officer for privatae clients 1 Mar 2000 Other 2343553
Edoardo L Mercadante Director 1 Jan 2002 Other 4519606
Marc H Brillon Director 1 Jan 2002 Other 4519614
Jeffrey Hiller Compliance director - u.s. 1 Jul 2004 Other 2612970
Robert William Fairbairn Chief executive officer, director & chairman 1 Jun 2005 Other 4992372
Katherine M Shircliff Chief financial officer 1 Jul 2005 Other 5015447
Nicholas C D Hall General counsel 1 Sep 2006 Other 4347545
Blackrock Group Limited Soleshareholder 1 Sep 2006 75% - 100% 12-3456789

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Merrill Lynch Group Corporate parent 1 Dec 1997 75% - 100% 13-3408205
Inc. Blackrock Sole shareholder 1 Sep 2006 75% - 100% 51-0380803
Llc Blackrock Holdco 1 Sole shareholder 1 Sep 2006 75% - 100% 68-0635710
Llc Br Holdco 2 Sole shareholder 1 Sep 2006 75% - 100% 68-0635711
Inc. Blackrock Financial Management Majority shareholder 1 Sep 2006 75% - 100% 12-3456789
Inc. Blackrock Advisors Holdings Sole shareholder 1 Sep 2006 75% - 100% 23-2834205
Inc. Blackrock International Holdings Sole shareholder 1 Sep 2006 75% - 100% 06-1543710

Based in London

The principal office where Merrill Lynch Investment Managers International, Limited performs its advisory services is located at 33 King William Street, London, Ec4 R 9 As The mailing address of the firm is 33 King William Street, London, Ec4 R 9 As. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 011-44-020-7743-2253 or by fax 011-44-207-743-1000. The normal business hours are 9:00am - 5:30pm on Monday - Friday. You can find more information about the New York firm at www.mercuryfunds.com.