Pacific West Financial Consultants Inc (Renton)


Pacific West Financial Consultants Inc is a large advisory firm based in Renton. It manages $890.52 million of regulatory assets for 6,894 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 43 other states.

Pacific West Financial Consultants provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and publication of newsletters. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Pacific West Financial Consultants: assets under management

The assets under management (AUM) of Pacific West Financial Consultants Inc is $890.52 million. The firm's AUM has grown by 727% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $601.52 million in discretionary accounts and $289 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $171.52 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $85.33 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pacific West Financial Consultants Inc for their services and products based on a percentage of assets under management, hourly charges, fixed fees, commissions, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 10 indirect owners.

Name Entity Date acquired Ownership Employer ID
Lorretta Nan Elderkin Director 1 Jan 2001 25% - 50% 849463
Janilee Ann Jeffery Director 1 Jan 2001 25% - 50% 1030508
Erinn June Ford Director 1 Jan 2001 25% - 50% 2176816
Shanon Lane Ford Director 1 Jan 2001 25% - 50% 4151684
Lorretta Nan Elderkin Support person 1 May 2002 25% - 50% 849463
Erinn June Ford Member - 15.5%, director, vice president 1 Jul 2002 25% - 50% 2176816
Shanon Lane Ford Member - 15.5%, director, vice president 1 Jul 2002 25% - 50% 4151684
Philip Anthony Pizelo Member - 60%, director, ceo, president 1 Jul 2002 50% - 75% 2429418
Shanon Lane Ford Member - 22.5%, director, president, cfo 1 Jan 2007 25% - 50% 4151684
Philip Anthony Pizelo Member - 55%, director, ceo 1 Jan 2007 50% - 75% 2429418

Based in Renton

The principal office where Pacific West Financial Consultants Inc performs its advisory services is located at One Renton Place, Renton, WA 98057 The mailing address of the firm is Po Box 860, Renton, WA 98057. An additional office of the firm is in Monterey, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 425-271-3550 or by fax 425-255-8567. The normal business hours are 6:00am - 5:000pm on Monday - Friday. You can find more information about the New York firm at www.harvestcapitaladvisors.net.