Alliance Asset Allocation Ltd (London)


Alliance Asset Allocation Ltd is a large advisory firm based in London. It manages $72.96 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001.

Alliance Asset Allocation provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Alliance Asset Allocation: assets under management

The assets under management (AUM) of Alliance Asset Allocation Ltd is $72.96 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -21% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $72.96 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $72.96 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Alliance Asset Allocation Ltd for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Alliance Asset Allocation Ltd

Jon Scalera Ricciardi has been acting as President since 1 Sep 1984. Whittingdale Holdings Limited ("Whl") joined the executive team most recently as the 100% Shareholder Of Registrant.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Jon Scalera Ricciardi Director 1 Sep 1984 Other 4343978
John Scalera Ricciardi Director 1 Sep 1984 Other 2077465
Nicholas Denys Pearson Carn Cio & director 1 Feb 1985 Other 4343973
Cursitor Alliance Holdings Limited ("Cahl") 100% shareholder of registrant 1 Jul 1990 75% - 100% 00-0000000
Mark R Manley Company secretary 1 Nov 1997 Other 1294370
Ed Baker Director 1 Jan 2000 Other 4344100
Whittingdale Holdings Limited ("Whl") 100% shareholder of registrant 1 Mar 2002 75% - 100% 00-0000000

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Alliance Capital Management L P Sole shareholder 1 Aug 1991 75% - 100% 108477
Cursitor Alliance Llc ("Callc") 100% owner of cahl 1 Feb 1996 75% - 100% 22-3424339
Alliance Capital Management L.P. 93% shareholder of callc 1 Feb 1996 75% - 100% 13-4064930
Alliance Capital Management Corporation Of Delaware ("Acmcd") 100% shareholder of whd 1 Mar 2002 75% - 100% 13-2778645

Based in London

The principal office where Alliance Asset Allocation Ltd performs its advisory services is located at Devonshire House, London, W1 X 6 Jj, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 44-20-7470-0100 or by fax 44-20-7470-1511. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday.