The Daniel Financial Group, LLC (Duluth)


The Daniel Financial Group, LLC is an adviser based in Duluth. It manages $52.87 million of regulatory assets for 363 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of Georgia.

The Daniel Financial Group provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

The Daniel Financial Group: assets under management

The assets under management (AUM) of The Daniel Financial Group, LLC is $52.87 million. The firm's AUM has grown by 25% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $49.53 million in discretionary accounts and $3.34 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $144.84 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $158.82 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Daniel Financial Group, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Roger M Baloucoune Owner 1 Dec 2009 75% - 100% 2973346
Gregory Scott Sloan Owner 1 Dec 2009 50% - 75% 2657584
Katherine Cox Sloan Owner 1 Dec 2009 50% - 75% 5752087

Based in Duluth

The principal office where The Daniel Financial Group, LLC performs its advisory services is located at 3700 Crestwood Parkway, Duluth, GA 30096, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 678-672-1490 or by fax 678-672-1497. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.danielfinancialgroup.com.